RAS Application Form

No action taken by SEBI/ Stock Exchange/ any other authority for violation of securities laws/ other economic offences as on date, If taken submit details with this form

I/ We hereby submit that I/We will immediately inform you in case I am/We are convicted under any grounds or any action is taken against me/us by any authority

I/We undertake to provide all the disclosures as required under SEBI (Insider Trading) Regulations, Prevention of Money Laundering Act 2002 as amended from time to time or any other Act/Regulation.

I/We hereby declare that the amount given/to be given by me/us to the Research Analyst for services is derived through legitimate sources and is not held or designed for the purpose of contravention of any act, rules, regulations or any statute or legislation including Prevention of
Money Laundering Act, 2002 or any other applicable laws or any notifications, directions issued by any governmental or statutory authority from time to time.

I/We have disclosed all the details properly and correctly. I/We undertake to inform you in writing of any change in the particulars furnished above. I/We further agree that I/We shall be held liable
for any false/misleading information given by me/us.

I will Submit KYC Form Attached herewith along with Documents to you along with this form as per rules, Regulations and Guidelines of SEBI.

 will cooperate with Investment Advisor from my Part to comply with the requirement of Rules, Regulation, Circulars, Notification issued under SECURITIES AND EXCHANGE BOARD OF INDIA ACT 1992 including SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) REGULATIONS, 2014 as amended from time to time.

I have seen, read, and understand Privacy Policy, Standard Disclosures, Disclaimer, terms and conditions, Refund Policy and formal agreement of investment adviser. I agree to all that without any exception.

I know that “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.” Further I also know that “Registration granted by SEBI membership of a SEBI recognized supervisory body (if any) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”